Data Protection for Financial Services - The Ins & Outs of Getting it Right

Introduction

The Financial Conduct Authority’s Handbook contains rules and guidance for financial services.

This new virtual classroom seminar will link the requirements of the Handbook to the requirements of data protection law and is a ‘must attend’ for all those in financial services.

The session will cover a range of topics including required policies, customer due diligence, marketing, staff vetting, and the rights of data subjects.

Please note, the session will not cover the basics of the UK GDPR and the Data Protection Act 2018 and assumes that attendees are well informed on data protection law.

What You Will Learn

This live and interactive course will cover the following:

• How the UK GDPR and the Data Protection Act 2018 work with the FCA Handbook
• Information management
• Information security
• DPO
• Customer due diligence and AML
• Politically exposed persons
• Financial crime reporting
• Staff appointments and vetting
• Contractors and Independent Financial Advisors
• Scams
• Marketing
• Rights of the data subject
• Data breaches
• Data sharing

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.